Finra Names Robert Cook Its Chief Executive
Mr. Cook, a former Securities and Exchange Commission official, will join the Financial Industry Regulatory Authority in the second half of 2016.
Finra Names Robert Cook Its Chief Executive
Mr. Cook, a former Securities and Exchange Commission official, will join the Financial Industry Regulatory Authority in the second half of 2016.
Street Scene: Finra Arbitration Case Offers a Peek Into a Murky World
Forced arbitration can circumvent legal rights, but Finra’s version of arbitration comes with an additional dollop of what seems like bias.