Showing posts with label Finra. Show all posts
Showing posts with label Finra. Show all posts

Monday, June 13, 2016

Finra Names Robert Cook Its Chief Executive

Finra Names Robert Cook Its Chief Executive


Mr. Cook, a former Securities and Exchange Commission official, will join the Financial Industry Regulatory Authority in the second half of 2016.


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Friday, June 3, 2016

Street Scene: Finra Arbitration Case Offers a Peek Into a Murky World

Street Scene: Finra Arbitration Case Offers a Peek Into a Murky World


Forced arbitration can circumvent legal rights, but Finra’s version of arbitration comes with an additional dollop of what seems like bias.


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