Investors Should Get More I.P.O. Data Earlier, British Regulator Says
The Financial Conduct Authority said that blackout periods should be changed and that a prospectus should be available earlier in the public offering process.
Showing posts with label Regulator. Show all posts
Showing posts with label Regulator. Show all posts
Wednesday, April 13, 2016
Wednesday, November 11, 2015
New York Regulator Seeks Proposals to Improve Cybersecurity
New York Regulator Seeks Proposals to Improve Cybersecurity
The Department of Financial Services in New York calls for financial companies to name chief information security officers.
Monday, September 28, 2015
Swiss Regulator Is Examining Precious-Metals Market
Swiss Regulator Is Examining Precious-Metals Market
Switzerland’s Competition Commission is investigating seven financial institutions over potential collusion to manipulate the trading of gold and other metals.
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