White Collar Watch: Fizzled Goldman Sachs Cases Put S.E.C. in Harsh Light
Recent news articles raised questions about whether the agency was willing to take on tough cases against Goldman Sachs and its executives.
Showing posts with label SEC. Show all posts
Showing posts with label SEC. Show all posts
Monday, May 2, 2016
Wednesday, March 23, 2016
S.E.C. Orders Exxon Mobil Shareholder Vote on to Climate Data
S.E.C. Orders Exxon Mobil Shareholder Vote on to Climate Data
A resolution, if approved, would force the energy giant to outline for investors how its profitability may be affected by climate change.
Tuesday, March 22, 2016
Leon Cooperman and Omega Advisors Receive S.E.C. Notice
Leon Cooperman and Omega Advisors Receive S.E.C. Notice
The hedge fund told investors that it received a notice from the Securities and Exchange Commission about a possible enforcement action.
Friday, September 11, 2015
Sotheby’s S.E.C. Records Confirm Taubman Sale Guarantee
Sotheby’s S.E.C. Records Confirm Taubman Sale Guarantee
The company has confirmed that it has guaranteed roughly the full $ 500 million it expects to take in from its sale of the art collection of A. Alfred Taubman, its former chairman who died in April.
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